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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2002-09-23 |
| VA | RA | APPROVED | 1998-02-17 |
Branch Locations
951 East Byrd Street, Richmond, VA 23219 • United States
Richmond, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| #Ia Painewebber Incorporated | Richmond | VA | 01/1998 | Present |
| Ubs Financial Services Inc. | Richmond | VA | 01/1998 | Present |
BEARDOG LLC. RICHMOND, VA. MANAGER OF AN OPERATING FARM THAT HAS A TENANT. PRIVATE ORGANIZATION. NOT INVESTMENT-RELATED. 2 HOURS PER MONTH. START DATE 3/1/2007. Beardog LLC/Personal Real Estate / 511 Rivergate Drive Richmond,VA 23238 / Company/ Real Estate / Farm/Timber / Partner / / Manager / Start Date 11/28/2016/ End Date 0/01/2030/Garnett Investments / 511 Rivergate Drive Richmond,VA 23238 / Company/ Real Estate / Rental Property / Other / Owner / Owner/Manager / Start Date 11/23/2016 Name of Organization - Reservoir Distillery/ Category -Company/ Principal Business Activity-Distillery/ Role - Member of Board of directors/ Duty - Passive/ Compensation - No. Garnett Investments, Richmond VAUSA-23238, Company, Real Estate, Rental Property, Owner/Manager, start date-11/23/2016.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-02-02 |
| S65 | Uniform Investment Adviser Law Examination | 1998-01-26 |
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