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Francisco Watkins

Asesoria Financiera Independiente, Inc.

San Diego, CA

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Current Employers
Asesoria Financiera Independiente, Inc.

San Diego, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-05-25
  • CA RA
    APPROVED
    Since 2018-05-25

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asesoria Financiera Independiente, Inc. Tampa FL 08/2011 05/2018
Asesoria Financiera Independiente, Inc. San Diego CA 05/2018 Present
Previous Registrations
  • 2008-12-16 → 2009-04-30
    Ubs International Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-24
  • S66 Uniform Combined State Law Examination
    2008-09-24
Other Names
  • Francisco R Watkins
  • Francisco Raul Watkins
  • Francisco Raul Watkins

View on SEC IAPD

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