Joseph Kane Sholden

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-05-24

TX RA
APPROVED

Since 2024-05-24

Branch Locations

Arlington, TX • United States

550 Bailey Avenue Suite 700, Fort Worth, TX 76107 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Arlington	TX	01/2013	11/2016
Wells Fargo Clearing Services, Llc	Arlington	TX	11/2016	05/2024
Baird	Fort Worth	TX	05/2024	Present

01/2013 → 11/2016

Wells Fargo Advisors Llc

Arlington, TX
11/2016 → 05/2024

Wells Fargo Clearing Services, Llc

Arlington, TX
05/2024 → Present

Baird

Fort Worth, TX

Previous Registrations

2013-01-17 → 2024-05-30

Wells Fargo Clearing Services, Llc

Arlington, TX

Southlake, TX
1998-01-16 → 2013-01-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Worth, TX

Arlington, TX

Other Businesses

Total Energies E&P Barnett USA INV RELATED; ARLINGTON, TX; MINERAL RIGHTS; LESS THAN 1% ROYALTIES; START: 3/15/11; 0 HR/MO; 0 DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-01-12

S66 Uniform Combined State Law Examination

1998-01-12

Other Names

Joseph K Sholden

View on SEC IAPD