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Carolina Victoria Cosculluela

Ubs Financial Services Inc.

Coral Gables, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-01-01
  • FL RA
    APPROVED
    Since 2010-01-01

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Painewebber Incorporated Coral Gables FL 08/1997 Present
Ubs International Inc. New York NY 06/2002 Present
Ubs Financial Services Inc. Coral Gables FL 01/2010 Present
  • 08/1997 → Present
    Painewebber Incorporated
    Coral Gables, FL
  • 06/2002 → Present
    Ubs International Inc.
    New York, NY
  • 01/2010 → Present
    Ubs Financial Services Inc.
    Coral Gables, FL
Previous Registrations
  • 2002-06-03 → 2010-01-01
    Ubs International Inc.
    Coral Gables, FL
    Coral Gables, FL
  • 1998-01-06 → 2002-06-01
    Ubs Financial Services Inc.
    Coral Gables, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-02-14
  • S63 Uniform Securities Agent State Law Examination
    2011-02-14

View on SEC IAPD

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