Richard Michael Schultz

Current Employers

T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2021-06-16
MD	RA	APPROVED	2019-03-01

TN RA
APPROVED

Since 2021-06-16
MD RA
APPROVED

Since 2019-03-01

Branch Locations

Brentwood, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Blackrock	Chicago	IL	08/2007	05/2017
T. Rowe Price	Baltimore	MD	06/2017	Present

08/2007 → 05/2017

Blackrock

Chicago, IL
06/2017 → Present

T. Rowe Price

Baltimore, MD

Previous Registrations

2017-06-21 → 2019-03-06

T. Rowe Price Advisory Services, Inc.

Baltimore, MD

La Grange, IL
2017-01-24 → 2017-05-04

Blackrock Investment Management, Llc

Chicago, IL

Princeton, NJ
2007-08-20 → 2017-01-30

Blackrock Fund Advisors

Chicago, IL

San Francisco, CA

Chicago, IL

Chicago, IL

Princeton, NJ
2000-12-19 → 2007-08-10

Pgim Investments Llc

Lagrange, IL

Other Businesses

(1) HTP; Non Investment Related; Personal band; Drummer; 10/3/2022*; 1 hour/month 0 during trading; Play rock cover songs and rarely receive payment (2) Mint Memorabilia LLC; Non Investment Related; 4/19/2024; mmbreaks.com; Class A Member, No voting rights or decision making; Silent shareholder/investor in the business; Retail Sports Card and Memorabilia shop; 4% ownership of the company; 0 hours spent;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-20
S63	Uniform Securities Agent State Law Examination	1999-03-10

S65 Uniform Investment Adviser Law Examination

1999-12-20
S63 Uniform Securities Agent State Law Examination

1999-03-10

View on SEC IAPD