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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
IL RA APPROVED 2018-01-05
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • IL RA
    APPROVED
    Since 2018-01-05

Branch Locations

6155 S Pulaski Rd, Chicago, IL 60629 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Chicago IL 03/2014 01/2018
Marquette Bank Chicago IL 02/2014 Present
Cetera Investment Services Llc St.CLoud MN 01/2018 Present
Cetera Investment Advisers Llc Chicago IL 01/2018 Present
  • 03/2014 → 01/2018
    Invest Financial Corporation
    Chicago, IL
  • 02/2014 → Present
    Marquette Bank
    Chicago, IL
  • 01/2018 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 01/2018 → Present
    Chicago, IL
Previous Registrations
  • 2014-03-17 → 2018-01-08
    Invest Financial Corporation
    Chicago, IL
    Summit Argo, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Evergreen Park, IL
    Chicago, IL
  • 2013-01-15 → 2014-01-31
    Chicago, IL
    Chicago, IL
    Cicero, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2011-09-29 → 2013-01-08
    Berwyn, IL
    Cicero, IL
    Cicero, IL
    Chicago, IL
    Berwyn, IL
  • 2011-03-18 → 2011-09-30
    Fort Mill, SC
    Burbank, IL
  • 2010-04-05 → 2011-03-15
    Chase Investment Services Corp.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-03
S63 Uniform Securities Agent State Law Examination 1997-11-14
  • S65 Uniform Investment Adviser Law Examination
    2010-04-03
  • S63 Uniform Securities Agent State Law Examination
    1997-11-14
Other Names
  • Medina
  • Joe Alexander Sanchez Medina

View on SEC IAPD

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