Samuel White Yates

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2017-05-24
TX	RA	APPROVED_RES	2017-05-19

GA RA
APPROVED

Since 2017-05-24
TX RA
APPROVED_RES

Since 2017-05-19

Branch Locations

3280 Peachtree Road Northeast, Suite 2000 Pwm, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jefferies & Company, Inc.	Atlanta	GA	10/2007	05/2017
Morgan Stanley	Atlanta	GA	05/2017	Present
Morgan Stanley Private Bank, National Association	New York	NY	06/2017	Present

10/2007 → 05/2017

Jefferies & Company, Inc.

Atlanta, GA
05/2017 → Present

Morgan Stanley

Atlanta, GA
06/2017 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2009-06-29 → 2017-05-22

Leucadia Asset Management Llc

Atlanta, GA

New York, NY
2003-01-17 → 2007-11-16

Credit Suisse Securities (Usa) Llc

Atlanta, GA

Atlanta, GA
2001-03-08 → 2003-01-17

Pershing Llc

Atlanta, GA

Other Businesses

*453604 - Wolfpack Fourth and Ten; Investment related -No; Atlanta, Georgia; Education; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 08/2021; During business hours: 2; After business hours: 3; Fundraising

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-11-13

S66 Uniform Combined State Law Examination

1999-11-13

Other Names

Samuel White Yates
Yates White Samuel White

View on SEC IAPD