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Robert Allen Sierens

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-11-19
  • IL RA
    APPROVED
    Since 2025-11-19

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Chicago IL 05/2016 04/2024
Rbc Capital Markets, Llc Chicago IL 04/2024 10/2025
J.P. Morgan Securities Llc Chicago IL 11/2025 Present
Jpmorgan Chase Bank, N.A. Chicago IL 11/2025 Present
Previous Registrations
  • 2024-04-23 → 2025-11-13
    Rbc Capital Markets, Llc
    Chicago, IL
    Glencoe, IL
  • 2016-05-23 → 2024-04-18
    Citigroup Global Markets Inc.
    Chicago, IL
    New York, NY
    Denver, CO
  • 2003-01-17 → 2016-05-10
    Credit Suisse Securities (Usa) Llc
    Chicago, IL
    Chicago, IL
    Northbrook, IL
    Chicago, IL
  • 2001-01-19 → 2003-01-17
    Pershing Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-13
  • S66 Uniform Combined State Law Examination
    1999-11-13

View on SEC IAPD

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