Robert William Casaceli

Current Employers

Employment History

• 05/2009 → 01/2021
  Sigma Financial Corporation
  Ann Arbor, MI
• 05/2009 → 01/2021
  Sigma Planning Corporation
  Ann Arbor, MI
• 01/2021 → Present
  Lpl Financial, Llc
  San Diego, CA
• 01/2021 → 12/2024
  Teton Peaks Advisors Llc
  Bloomfield Hills, MI
• 01/2024 → 08/2025
  Tp3B, Llc
  Oxford, MI
• 02/2024 → Present
  Tp3B, Llc
  Oxford, MI

Previous Registrations

• 2021-01-25 → 2024-12-31
  Teton Peaks Advisors Llc
  Bloomfield Hills, MI
  Cheyenne, WY
• 2009-05-06 → 2021-01-14
  Spc
  Troy, MI
  Ann Arbor, MI
  Bloomfield Hills, MI
• 2007-05-02 → 2009-04-28
  Financial Northeastern Securities, Llc
  Bloomfield Hills, MI
  Fairfield, NJ
  Troy, MI
• 2007-01-04 → 2007-05-02
  Ameriprise Advisor Services, Inc.
  West Bloomfield, MI
  Detroit, MI

Other Businesses

1. 10/25/2021 - CNCHockey - Investment Related - 2533 Leach Rd Rochester Hills, MI 48309 - Business Owner - Start Date: 11/01/2021 - 10 Hours Per Month/0 Hours During Securities Trading - Help buy and sell used hockey equipment. 2. 01/26/2024 - Casaceli Capital management LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/19/2024 - 2 Hours Per Month/ During Trading 3. 12/04/2024 - TP3B, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/19/2024 - 20 hours per month/ during trading - I provide investment advisory services through TP3B, LLC, an independent investment advisor firm. I started this business activity in 1/2024. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4.12/04/2024 - TP3B, LLC - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 02/01/2024 - 80 hours per month/ 20 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-12-11
• S63 Uniform Securities Agent State Law Examination
  1997-09-10