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Carole Marie Perchal

Mutual Of Omaha Investor Services, Inc.

Omaha, NE

Lehigh Acres, FL

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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-06
  • FL RA
    APPROVED
    Since 2024-09-06

Branch Locations

Mutual Of Omaha Plaza, Omaha, NE 68175 • United States

Lehigh Acres, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Insurance Company Omaha NE 06/2016 Present
  • 06/2016 → Present
    Mutual Of Omaha Insurance Company
    Omaha, NE
Previous Registrations
Other Businesses

January 2022 - I occasionally sell items on Poshmark - 2 hours per month. This is not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-04
S63 Uniform Securities Agent State Law Examination 1997-10-01
  • S65 Uniform Investment Adviser Law Examination
    2009-11-04
  • S63 Uniform Securities Agent State Law Examination
    1997-10-01
Other Names
  • Carole Marie Nelsen
  • Carole Marie Dethlefs
  • Carole Marie Nelsen
  • Carole Marie Flaxbeard

View on SEC IAPD

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