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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2003-01-06
  • NE RA
    APPROVED
    Since 2003-01-06

Branch Locations

Mutual Of Omaha Plaza, Omaha, NE 68175 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Investor Services Omaha NE 04/1997 Present
Mutual Of Omaha Investor Services, Inc. Omaha NE 04/1997 Present
Other Businesses

NAIFA Industry Leadership Board Member; Start Date: Feb 2024; Non-investment related; Responsibilities: The ILB collaborates with NAIFA's Board of Trustees and professional staff to identify emerging trends, anticipate challenges, and develop solutions to enhance the value proposition for financial professionals and their clients; Hours per week during trading hours:<1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-07
S63 Uniform Securities Agent State Law Examination 1997-10-15
  • S65 Uniform Investment Adviser Law Examination
    2002-08-07
  • S63 Uniform Securities Agent State Law Examination
    1997-10-15

View on SEC IAPD

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