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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-09-18 |
Branch Locations
824 A1A N, Ponte Vedra Beach, FL 32082 • United States
620 S Tryon St, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 09/2015 | Present |
| Bank Of America, N.A. | Jacksonville | FL | 12/2015 | Present |
I*1013295 For profit or not for profit: Entity Charitable Name of outside business organization: The Fields Galley Private Foundation Investment related: N Address of business: St Petersberg, Florida, 33701-2655 Nature of business: ["Private Foundation"] Position, title, association: ["Other"], Start date of relationship: 10/5/2022 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The Private Foundation is in Trust form. The role is Trustee, the foundation permits up to 5 trustees and minimum of 3 trustees., Grant making private foundation and I'll be one of as many as five and no less than three trustees guiding the organization.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-31 |
| S65 | Uniform Investment Adviser Law Examination | 1997-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-21 |
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