Michael Patrick Gara

Current Employers

Employment History

• 10/2011 → 04/2021
  Ubs Financial Services Inc.
  Princeton, NJ
• 05/2021 → Present
  Rbc Capital Markets, Llc
  Princeton, NJ
• 08/2021 → Present
  City National Bank
  Princeton, NJ

Previous Registrations

• 2011-10-28 → 2021-06-02
  Ubs Financial Services Inc.
  Princeton, NJ
  Mineral, VA
  Newtown, PA
  Wellington, FL
• 2009-06-01 → 2011-11-07
  Morgan Stanley
  Lawrenceville, NJ
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Lawrenceville, NJ
• 2006-09-08 → 2007-04-02
  Morgan Stanley Dw Inc.
  Lawrenceville, NJ
• 2003-07-01 → 2006-09-11
  Wells Fargo Clearing Services, Llc
  Princeton, NJ
  Lawrenceville, NJ
• 2002-07-01 → 2003-07-01
  Prudential Equity Group, Llc
  Princton, NJ

Other Businesses

(1) Hickory Run Farm / 426 Pineville Road Newtown,PA 18940 / Company/ Agriculture & Livestock / Boarding and lesson horses / Partner / / Treasurer and owner / Start Date 1/1/16 / (2) NAME OF ENTITY: Muir Villas HOA ADDRESS: 12794 W Forest Hill Blvd., Ste. 31 | Wellington, FL 33414 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Board Member for HOA in Florida CAPACITY: Other START DATE: 11.12.2021 DUTIES: listen and agree/disagree with proposed changes in HOA. Example whether to perform maintenance or not. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: PARKER DAVIS LLC ADDRESS: 105 West Davis Ave. Ann Arbor, MI 48103 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Housing for my daughter for school and we are renting 2 rooms to her friends. CAPACITY: Officer START DATE: 03/01/2024 DUTIES: Manage the property. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-05
• S63 Uniform Securities Agent State Law Examination
  1997-10-24