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Andrew Schnitzler

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2006-12-11
TX RA APPROVED 2006-11-15
  • NJ RA
    APPROVED
    Since 2006-12-11
  • TX RA
    APPROVED
    Since 2006-11-15

Branch Locations

1100-1800 American Blvd Wealth Management Client Care, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Pennington NJ 08/2006 Present
  • 08/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Pennington, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-02
S63 Uniform Securities Agent State Law Examination 2005-03-10
  • S66 Uniform Combined State Law Examination
    2006-11-02
  • S63 Uniform Securities Agent State Law Examination
    2005-03-10
Other Names
  • Andrew Thomas Schnitzler

View on SEC IAPD

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