Stephen Michael Harrison

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2006-09-13
VA	RA	APPROVED	2006-06-23

TX RA
APPROVED

Since 2006-09-13
VA RA
APPROVED

Since 2006-06-23

Branch Locations

9100 Arboretum Pkwy Ste 255, Richmond, VA 23236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Colonial Heights	VA	06/2006	Present

06/2006 → Present

Lpl Financial Llc

Colonial Heights, VA

Other Businesses

1. 05/31/2006 - Harris Financial Group LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 05/31/2006 - Non-Variable Insurance - IVN REL - Life and Health - 5% TIME SPENT 3. 06/27/2006 - CBH HOLDINGS, LLC - INV REL - Business Entity For Tax/Investment Purposes Only - BUSINESS CHECKING ACCOUNT, NOT FOR PUBLIC USE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-06-21
S63	Uniform Securities Agent State Law Examination	1997-09-09

S66 Uniform Combined State Law Examination

2006-06-21
S63 Uniform Securities Agent State Law Examination

1997-09-09

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

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Exams

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