Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-09-13 |
| VA | RA | APPROVED | 2006-06-23 |
Branch Locations
9100 Arboretum Pkwy Ste 255, Richmond, VA 23236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Colonial Heights | VA | 06/2006 | Present |
1. 06/02/2006 - NON-VARIABLE INSURANCE / COLONIAL HEIGHTS, VA / 10% OF HOURS. 2. 06/26/2006 - CBH HOLDINGS, LLC - INV REL - Business Entity For Tax/Investment Purposes Only - BUSINESS CHECKING ACCOUNT FOR ACH OF COMMISSIONS - NOT FOR PUBLIC USE 3. 04/28/2015 - Harris Financial Group - INV REL - 9100 Arboretum Parkway STE 255 Richmond VA 23236 - DBA for LPL Business (entity for LPL business) - START 06/30/2006 - 40 HOURS PER MONTH DURING TRADING 4. 03/02/2016 * Riskalyze * For-Profit Board Member * NOT INV REL * Riskalyze 373 Elm Avenue Auburn, CA 95603 * START 03/15/2016 * 10 HRS/MO; 5 HRS/MO DURING SECS TRDG HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-15 |
Reach out to this advisor