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Matthew T Gatto

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2011-09-19
NJ RA APPROVED 2010-12-17
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2011-09-19
  • NJ RA
    APPROVED
    Since 2010-12-17

Branch Locations

One Bryant Park Pbig - Ny Midtown, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce, Fenner & Smith, Inc. New York NY 09/2010 Present
Bank Of America,N.A. New York NY 06/2011 Present
  • 09/2010 → Present
    Merrill Lynch Pierce, Fenner & Smith, Inc.
    New York, NY
  • 06/2011 → Present
    Bank Of America,N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-10
S65 Uniform Investment Adviser Law Examination 1999-01-14
S63 Uniform Securities Agent State Law Examination 1997-09-29
  • S66 Uniform Combined State Law Examination
    2010-12-10
  • S65 Uniform Investment Adviser Law Examination
    1999-01-14
  • S63 Uniform Securities Agent State Law Examination
    1997-09-29
Other Names
  • Matt Gatto
  • Matthew Thomas Gatto
  • Matthew Gatto

View on SEC IAPD

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