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Margaret Ann Richardson

Kayne Anderson Rudnick Investment Management, LLC

Los Angeles, CA

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Current Employers
Kayne Anderson Rudnick Investment Management, Llc

2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-02
NC RA APPROVED 2026-04-20
SC RA APPROVED 2026-04-20
OH RA APPROVED 2026-04-16
CO RA APPROVED 2026-04-15
CA RA APPROVED 2024-03-07
  • FL RA
    APPROVED
    Since 2026-06-02
  • NC RA
    APPROVED
    Since 2026-04-20
  • SC RA
    APPROVED
    Since 2026-04-20
  • OH RA
    APPROVED
    Since 2026-04-16
  • CO RA
    APPROVED
    Since 2026-04-15
  • CA RA
    APPROVED
    Since 2024-03-07

Branch Locations

2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 12/2014 06/2021
Rockefeller Financial Llc Newport Beach CA 06/2021 09/2023
Kayne Anderson Rudnick Investment Management Llc Los Angeles CA 02/2024 Present
Vp Distributors Llc Los Angeles CA 03/2024 Present
Unemployed Newport Beach CA 09/2023 02/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-11
  • S66 Uniform Combined State Law Examination
    2015-05-11
Designations

View on SEC IAPD

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