Shane Frederick Wendt

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-12-13
MN	RA	APPROVED	2013-11-18

TX RA
APPROVED_RES

Since 2016-12-13
MN RA
APPROVED

Since 2013-11-18

Branch Locations

Arden Hills, MN • United States

250 Nicollet Mall Suite 1700, 16Th Floor, Minneapolis, MN 55401 • United States

200 Vesey St., New York, NY 10281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Minneapolis	MN	03/2008	Present

03/2008 → Present

Rbc Capital Markets, Llc

Minneapolis, MN

Other Businesses

MAX GUNFLINT LLC; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: CUSTOM & BRANDED APPAREL, ACCESSORIES & GIFTS; NOT INVESTMENT RELATED; START DATE: 09/30/2009; CAPACITY: OWNER-ACTIVE; DUTIES: HANDLE ALL BUSINESS FUNCTIONS; HOURS DEVOTED PER WEEK: 5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1997-10-13

S66 Uniform Combined State Law Examination

1997-10-13

Other Names

Shane F Wendt

View on SEC IAPD