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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-21 |
| NJ | RA | APPROVED | 2018-05-03 |
Branch Locations
1100-1800 American Blvd Wealth Management Client Care, Pennington, NJ 08534 • United States
1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States
Toms River, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Bridgewater | NJ | 12/2011 | 12/2016 |
| Scottrade, Inc. | Nutley | NJ | 01/2017 | 03/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 04/2018 | Present |
(1)For Profit Name of outside business organization: Uber Investment related: No Address of business: San Francisco, Ca Nature of business: Transportation Position, title, association - Driver Start date of relationship: - July 2016 Number of hours devoted: 10 Number of hours devoted during trading hours: 0 Duties: Driver I*348452 For profit or not for profit: Entity For Profit Name of outside business organization: John Feiden Investment related: N Address of business: Toms River, New Jersey, 08753 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other"], Start date of relationship: 1/23/2010 Number of hours devoted: 9 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Part-Time, Drummer in a classic rock band
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-21 |
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