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Current Employers
The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-04-19
  • IL RA
    APPROVED
    Since 2017-04-19

Branch Locations

Lasalle Office 222 N Lasalle Street, Suite 130, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Naperville IL 04/2016 02/2017
Charles Schwab Bank Naperville IL 04/2016 02/2017
The Huntington Investment Company Columbus OH 04/2017 05/2023
The Huntington National Bank Chicago IL 02/2017 05/2023
The Huntington Investment Company Columbus OH 05/2023 Present
Huntington National Bank Chicago IL 05/2023 Present
Previous Registrations
Other Businesses

NAME: Cosley Zoo Foundation POSITION: Board / Commitee Member NATURE: Charitable Zoo INVESTMENT RELATED: No NUMBER OF HOURS: 5-10 SECURITIES TRADING HOURS: 5-10 START DATE: 1/1/2025 ADDRESS: 1356 N Gary Avenue Wheaton, IL 60187 DESCRIPTION: To serve as leaders in the community championing the mission f Cosley Zoo; to assist with, support, and participate in the Zoo's established fundraising events, and to encourage charitable giving to position the Zoo to achieve its vision and maximum impact. PROFESSIONAL NETWORKING ORGANIZATION POSITION: I hold no title or position NATURE: Member INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/14/2012 ADDRESS: 1018 W Madison St., Suite 9, Chicago IL 60607, United States DESCRIPTION: The DuPage County Estate Planning Council membership consists of professionals from certified public accountants, financial advisors, attorney's and trust officers meet regularly to improve their skills and stay abreast of the latest developments in the estate planning field. PRIVATE DIRECTORS ASSOCIATION POSITION: Member NATURE: Professional Networking Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2017 ADDRESS: 20960 Frankfort Square Road, Suite B, Frankfort IL 60423, United States DESCRIPTION: Professional networking organization whose mission is creating, sustaining and enhancing Private Company value through the active use of Boards of Directors and Advisory Boards. They advocate for excellent practices in board formation and governance. They provide a national network where executives and professionals interested in board service can find and meet with those interested in securing exceptional board members.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-09
S63 Uniform Securities Agent State Law Examination 2008-08-18
  • S66 Uniform Combined State Law Examination
    2013-02-09
  • S63 Uniform Securities Agent State Law Examination
    2008-08-18
Designations

View on SEC IAPD

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