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41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-04-19 |
Branch Locations
Lasalle Office 222 N Lasalle Street, Suite 130, Chicago, IL 60601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Naperville | IL | 04/2016 | 02/2017 |
| Charles Schwab Bank | Naperville | IL | 04/2016 | 02/2017 |
| The Huntington Investment Company | Columbus | OH | 04/2017 | 05/2023 |
| The Huntington National Bank | Chicago | IL | 02/2017 | 05/2023 |
| The Huntington Investment Company | Columbus | OH | 05/2023 | Present |
| Huntington National Bank | Chicago | IL | 05/2023 | Present |
NAME: Cosley Zoo Foundation POSITION: Board / Commitee Member NATURE: Charitable Zoo INVESTMENT RELATED: No NUMBER OF HOURS: 5-10 SECURITIES TRADING HOURS: 5-10 START DATE: 1/1/2025 ADDRESS: 1356 N Gary Avenue Wheaton, IL 60187 DESCRIPTION: To serve as leaders in the community championing the mission f Cosley Zoo; to assist with, support, and participate in the Zoo's established fundraising events, and to encourage charitable giving to position the Zoo to achieve its vision and maximum impact. PROFESSIONAL NETWORKING ORGANIZATION POSITION: I hold no title or position NATURE: Member INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/14/2012 ADDRESS: 1018 W Madison St., Suite 9, Chicago IL 60607, United States DESCRIPTION: The DuPage County Estate Planning Council membership consists of professionals from certified public accountants, financial advisors, attorney's and trust officers meet regularly to improve their skills and stay abreast of the latest developments in the estate planning field. PRIVATE DIRECTORS ASSOCIATION POSITION: Member NATURE: Professional Networking Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2017 ADDRESS: 20960 Frankfort Square Road, Suite B, Frankfort IL 60423, United States DESCRIPTION: Professional networking organization whose mission is creating, sustaining and enhancing Private Company value through the active use of Boards of Directors and Advisory Boards. They advocate for excellent practices in board formation and governance. They provide a national network where executives and professionals interested in board service can find and meet with those interested in securing exceptional board members.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-18 |
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