Annette Anna Dubose

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-08-20
MS	RA	APPROVED	2010-09-15

TX RA
APPROVED_RES

Since 2018-08-20
MS RA
APPROVED

Since 2010-09-15

Branch Locations

1018 Highland Colony Parkway Suite 105, Ridgeland, MS 39157 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Ridgeland	MS	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Ridgeland, MS

Previous Registrations

2008-02-29 → 2009-06-01

Morgan Stanley & Co. Llc

Ridgeland, MS

Birmingham, AL
2007-07-06 → 2008-02-01

Ubs Financial Services Inc.

Jackson, MS
2007-02-13 → 2007-06-27

Morgan Keegan & Company, Llc

Jackson, MS

Jackson, MS
2003-12-16 → 2007-02-13

Amsouth Investment Management Company Llc

Jackson, MS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-05-07

S66 Uniform Combined State Law Examination

1999-05-07

Other Names

Annette A Dubose

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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