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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2019-05-21
  • IA RA
    APPROVED
    Since 2019-05-21

Branch Locations

251 N Main Suite 102, Sioux Center, IA 51250 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Sioux Center, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Sioux Center IA 06/2009 05/2019
Kestra Investment Services, Llc. Sioux Center IA 05/2019 Present
Kestra Advisory Services, Llc. Sioux Center IA 05/2019 Present
Previous Registrations
  • 2009-06-12 → 2019-05-21
    Sioux Center, IA
    San Diego, CA
    Sioux Center, IA
  • 2007-07-16 → 2009-06-19
    Waddell & Reed
    Sioux Center, IA
    Sioux Falls, SD
  • 2004-01-21 → 2004-12-31
    Waddell & Reed
    Sioux Falls, SD
  • 2002-07-01 → 2003-12-31
    Waddell & Reed
    Sioux Falls, SD
Other Businesses

Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 507 Southwest Pkwy, Building 2 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 5/23/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: IAR Name: KLONDIKE RANCH, LLC POSITION: Owner / Manager NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/08/2021 ADDRESS: 906 4th St NW, Sioux Center IA 51250 DESCRIPTION: Work with non-client neighbor farmer for sharecropping farming arrangement. Harvest hay and wood from property. Name: DOELMAN FINANCIAL STRATEGIES & WEALTH MANAGEMENT, POSITION: Wealth Ad permitting, etc.visor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 152 SECURITIES TRADING HOURS: 80 START DATE: 12/29/2008 ADDRESS: 209 S. Main Ave, Sioux Center IA 51250 DESCRIPTION: Meet with prospective clients and clients to address financial planning, wealth management and retirement planning needs. Name: LD RENTALS, LLC POSITION: see above NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 02/17/2020 ADDRESS: 906 4th St. NW, Sioux Center IA 51250, United States DESCRIPTION: Work with contractors on design and construction of office building. Work with municipality on obtaining proper permitting, etc. 12/2025 Entered into a Health Reimbursement plan with LD Rentals,LLC which provides me with a small salary of $6,000 per year and a Health Care Reimbursement plan (for basic handyman services of ~8hrs per week on average throughout the year)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-13
S65 Uniform Investment Adviser Law Examination 2002-06-28
S63 Uniform Securities Agent State Law Examination 2000-02-10
  • S66 Uniform Combined State Law Examination
    2007-07-13
  • S65 Uniform Investment Adviser Law Examination
    2002-06-28
  • S63 Uniform Securities Agent State Law Examination
    2000-02-10
Other Names
  • Nicolaas Pieter Doelman
  • Nicolaas Pieter Doelman

View on SEC IAPD

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