Peter Thomas Cook

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-11-04
CA	RA	APPROVED	2011-01-03

MN RA
APPROVED

Since 2013-11-04
CA RA
APPROVED

Since 2011-01-03

Branch Locations

950 Wayzata Blvd Ste 200 [Gp-Rbo], Wayzata, MN 55391 • United States

Fairfax, CA • United States

950 E Wayzata Blvd Ste 200, Wayzata, MN 55391 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Wayzata	MN	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Wayzata	MN	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Wayzata, MN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Wayzata, MN

Previous Registrations

2004-09-07 → 2011-01-03

Wells Fargo Investments, Llc

Wayzata, MN

Wayzata, MN

Wayzata, MN

Wayzata, MN

Wayzata, MN

Other Businesses

'MAKE YOUR DESTINY HAPPEN' BOOK; NOT INV RELATED; LAKE FOREST, IL; ENDORSING BOOK; 04/2025; 1 HOUR PER MONTH; 0 DURING TRADING; ENDORSING BOOK

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-11-14
S63	Uniform Securities Agent State Law Examination	1997-10-28

S65 Uniform Investment Adviser Law Examination

1997-11-14
S63 Uniform Securities Agent State Law Examination

1997-10-28

View on SEC IAPD