Laura Ann Rider

Current Employers

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2021-02-12
TX	RA	APPROVED	2020-08-21

AZ RA
APPROVED

Since 2021-02-12
TX RA
APPROVED

Since 2020-08-21

Branch Locations

Max At Kierland 16220 North Scottsdale Road, Scottsdale, AZ 85254 • United States

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Scottsdale	AZ	05/2011	08/2020
Rockefeller Financial Llc	Los Angeles	CA	08/2020	Present

05/2011 → 08/2020

Morgan Stanley Smith Barney

Scottsdale, AZ
08/2020 → Present

Rockefeller Financial Llc

Los Angeles, CA

Previous Registrations

2011-05-11 → 2020-08-26

Morgan Stanley

Scottsdale, AZ
2009-06-02 → 2011-05-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Carlsbad, CA

Scottsdale, AZ

Carlsbad, CA

Other Businesses

Brown Property LLC House owned in family LLC. Laura's son currently lives in the home and will be renting rooms. Laura is a member of the LLC as of 02/01/2022. Laura will spend approximately one hour outside of trading hours each month on this non-investment related activity.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-02-23

S66 Uniform Combined State Law Examination

2000-02-23

Other Names

Laura Ann Rider
Laura A Rider

View on SEC IAPD