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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-11-08
  • PA RA
    APPROVED
    Since 2021-11-08

Branch Locations

301 Grant St Ste 3600 One Oxford Centre, Pittsburgh, PA 15219 • United States

301 Grant St Ste 3600 [Lz-Rbo], Pittsburgh, PA 15219 • United States

1606 Carmody Ct Ste 401, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Planning Association Of Pittsburgh Pittsburgh PA 09/2014 09/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsburgh PA 04/2015 11/2019
Bank Of America, N.A. Pittsburgh PA 10/2018 11/2019
Citizens Securities, Inc. Monroeville PA 11/2019 11/2021
Wells Fargo Clearing Services, Llc Pittsburgh PA 11/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-11
  • S66 Uniform Combined State Law Examination
    2014-12-11

View on SEC IAPD

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