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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-02-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Phoenix | AZ | 09/2014 | 08/2020 |
| Unemployed | Gilbert | AZ | 08/2020 | 02/2021 |
| Lpl Financial Llc | Gilbert | AZ | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-01 |
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