David Michael Wehrman

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-07-16
OK	RA	APPROVED	2004-09-15
WA	RA	APPROVED	2000-11-14

TX RA
APPROVED_RES

Since 2010-07-16
OK RA
APPROVED

Since 2004-09-15
WA RA
APPROVED

Since 2000-11-14

Branch Locations

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

601 108Th Avenue North East Suite 2000, Bellevue, WA 98004 • United States

Kenmore, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Bellevue	WA	11/2000	Present

11/2000 → Present

Ubs Financial Services Inc.

Bellevue, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-12-22
S63	Uniform Securities Agent State Law Examination	1997-10-17

S65 Uniform Investment Adviser Law Examination

1997-12-22
S63 Uniform Securities Agent State Law Examination

1997-10-17

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

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