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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2026-06-22 |
| MA | RA | APPROVED | 2026-06-09 |
| NH | RA | APPROVED | 2026-05-07 |
Branch Locations
200 Summit Drive Suite 430, Burlington, MA 01803 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wellesley Investment Advisors, Inc. | Bedford | NH | 10/2009 | 07/2018 |
| Northern Lights Distributors, Llc | Omaha | NE | 02/2011 | 12/2016 |
| Foreside Fund Services, Llc | Bedford | NH | 01/2017 | 07/2018 |
| Leader Capital Corp | Vancouver | WA | 09/2018 | 12/2018 |
| Bv Securities | Dallas | TX | 10/2020 | 10/2020 |
| Maplebear, Inc. | Bedford | NH | 12/2018 | 05/2019 |
| Efinancial | Bellevue | WA | 05/2019 | 03/2022 |
| Colorado Financial Service Corporation | Centennial | CO | 11/2020 | 10/2021 |
| Independent Contractor | Bedford | NH | 10/2021 | 06/2022 |
| Unemployed | Bedford | NH | 07/2018 | 09/2018 |
| International Assets Advisory, Llc | Orlando | FL | 06/2022 | 07/2023 |
| Valic Financial Advisors, Inc. | Wakefield | MA | 04/2026 | Present |
| Allsourcepps, Inc. | Torrance | CA | 06/2024 | 04/2026 |
| Integrated Resources, Inc. | Edison | NJ | 08/2023 | 07/2024 |
| Norc At The University Of Chicago | Chicago | IL | 12/2023 | 10/2025 |
| Unemployed | Bedford | NH | 07/2023 | 08/2023 |
AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 04/06/2026 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell non-securities insurance products for AGIA VAIL RESORTS, INC. (MOUNT SUNAPEE) POSITION: Certified Alpine Ski Instructor NATURE: Mount Sunapee is a recreational resort. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2025 ADDRESS: 1398 Route 103, Newbury NH 03255, United States DESCRIPTION: Teach ski lessons to children and adults
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-31 |
| S65 | Uniform Investment Adviser Law Examination | 2001-05-25 |
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