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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2021-03-15
TX RA APPROVED 2005-05-18
  • ID RA
    APPROVED
    Since 2021-03-15
  • TX RA
    APPROVED
    Since 2005-05-18

Branch Locations

10 Hudson Yards, New York, NY 10001 • United States

Katy, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Houston TX 03/2005 05/2022
Park Avenue Securities Houston TX 04/2005 05/2022
Guardian Life Insurance Company New York NY 05/2022 06/2024
Park Avenue Securities New York NY 05/2022 06/2024
Guardian Life Insurance Company Katy TX 06/2024 Present
Park Avenue Securities Katy TX 06/2024 Present
  • 03/2005 → 05/2022
    Guardian Life Insurance
    Houston, TX
  • 04/2005 → 05/2022
    Park Avenue Securities
    Houston, TX
  • 05/2022 → 06/2024
    Guardian Life Insurance Company
    New York, NY
  • 05/2022 → 06/2024
    Park Avenue Securities
    New York, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Katy, TX
  • 06/2024 → Present
    Park Avenue Securities
    Katy, TX
Previous Registrations
Other Businesses

1. Products other than Guardian Will sell Life, Di, LTC and fixed annuity products other than Guardian Start: 04/01/2005 Address: 3040 Post Oak Blvd, Suite 400 Houston, TX 77056 1 bus hr per month Investment related 2. Guardians of BBQ BBQ cook off team competing in high end cook off competitions nationwide Start: 05/14/2016 Address: N/A - Different sites Hrs per month - Tot/Bus: 20/10 Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-30
S63 Uniform Securities Agent State Law Examination 1997-10-08
  • S66 Uniform Combined State Law Examination
    2004-06-30
  • S63 Uniform Securities Agent State Law Examination
    1997-10-08
Other Names
  • Ernest Victor Hammersley
  • Ernest Victor Hammersley
  • Ernest V Hammersley

View on SEC IAPD

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