Paul David Helfman

Current Employers

Employment History

• 08/1997 → 09/2025
  Avantax Investment Services, Inc.
  Lake Forest, CA
• 08/1998 → 09/2025
  Avantax Advisory Services
  Irvine, CA
• 11/2012 → Present
  Hdrp, Llc
  Mission Viejo, CA
• 11/2015 → 08/2021
  Helfman, Davis & Clanton Cpas, Apc
  Mission Viejo, CA
• 05/2018 → Present
  Fiduciary Appointment
  Mission Viejo, CA
• 07/2023 → Present
  Roadmap Wealth Management
  Mission Viejo, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Mission Viejo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2000-02-23 → 2025-09-05
  Avantax Advisory Services
  Mission Viejo, CA

Other Businesses

1)Fiduciary Appointment Trustee Mission Viejo CA 92691 4/1/2008~1hrs~I'm the trustee in charge of following the trust documents 2)Fiduciary Appointment Trustee Mission Viejo CA 92691 4/1/2012~2hrs~I'm the trustee in charge of following the trust documents 3)Fiduciary Appointment Trustee Mission Viejo CA 92691 7/29/2006~1hrs~I'm the trustee in charge of following the trust documents 4) Fiduciary Appointment Trustee Mission Viejo CA 92691 12/6/2016~10hrs~I 'm the trustee in charge of following the trust documents. 5)Fiduciary Appointment Trustee Mission Viejo CA 7/29/2006~1hrs 8)Fiduciary Appointment Trustee Mission Viejo CA 92691 7/29/2006~1hrs- I'm the trustee in charge of following the trust documents. 6)Helfman Financial Services Lake Forest CA 12/1/1997~15hrs~operational/marketing name only 7)HDRP, LLC Mission Viejo CA Director/Officer 11/1/2012~5hrs~5hrs~Payroll Tax Service 8)Trustee/Wayne Fish Survivors Tr DTD 5/7/98 Lake Forest CA 92630 Professional Services-Business/Individual 7/26/2009~2hrs~Trustee 9)Fiduciary Appointment Trustee Mission Viejo CA 92691 11/17/2017 5hrs~5hrs I am the successor trustee to the trust and I have taken over the duties of paying bills and managing trust's assets 10)fiduciary Appointment Trustee Mission Viejo CA 6/4/2018 15hrs - I'm the trustee and charged with carrying out the wishes of the grantor, collecting income and paying bills, and distributing money to the beneficiary 11)Fiduciary Appointment Trustee Mission Viejo CA 6/4/2018 15hrs - I'm the trustee & administrate the trust based on the wish of grantor. Collect income, pay bills, and distribute money to the beneficiaries 15)Fiduciary Appointment Trustee Mission Viejo CA 6/4/2018~15hrs-I'm the trustee of the trust. Administrative the trust by paying bills, collecting income & distributing money to beneficiary 16)Fiduciary Appointment Trustee Mission Viejo CA 6/4/2018~15hrs~I'm the trustee of the trust. I administrate the trust based on trust instructions. I pay bills, collect income & distribute money to beneficiary 17)THE STERNE FAMILY TRUST B POSITION: Trustee NATURE: This is an Irrevocable bypass Trust. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/20/2020 Mission Viejo CA 926912781, DESCRIPTION: I became trustee of the this trust at the passing of the original trustee. Job is to gather all the assets & to distribute those assets to the beneficiaries. 18)STERNE FAMILY TRUST POSITION: Trustee NATURE: This is an Irrevocable Trust INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/20/2020 Mission Viejo CA 926912781, I'm taking over as trustee from the original trustee who passed away. Job is to gather all assets & distribute the assets to the beneficiaries of the trust. 19)HELFMAN, DAVIS & Associates. President NATURE: CPA firm providing accounting and tax services INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START 08/25/2021 Mission Viejo CA I am president and/or managing partner 20) ROADMAP WEALTH MANAGEMENT Agent; Roadmap Wealth Management is a Investment Advisor licensed by Avantax; IR; 8; 8; 07/01/2023; 25950 Acero Street, Suite 370, Mission Viejo CA 926912781; US; My duties will be to provide investment advisory services to the clients using my securities and insurance licenses. 21) IAN H HEATH TRUST P1SITION: Trustee NATURE: Trust Administration INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/16/2024 ADDRESS: 25950 Acero, Mission Viejo CA 92691, United States DESCRIPTION: I am trustee and I am liquidating assets and distributing them to the beneficiaries

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-02
• S63 Uniform Securities Agent State Law Examination
  1997-11-05

Other Names

• Paul David Helfman