Best Investors Account Sign in
Claim This Profile
Current Employers
Pettus & Dawkins Financial Group, Llc

Miami, FL • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-12
FL RA APPROVED 2022-05-16
  • TX RA
    APPROVED_RES
    Since 2023-07-12
  • FL RA
    APPROVED
    Since 2022-05-16

Branch Locations

Miami, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc. Fort Lauderdale FL 06/2020 12/2021
Kovack Advisors, Inc. Fort Lauderdale FL 06/2020 12/2021
Pettus & Dawkins Financial Group Miami FL 04/2007 12/2021
Pettus & Dawkins Financial Group, Llc Miami FL 01/2022 Present
Next Financial Group, Inc. Miami FL 02/2007 04/2020
  • 06/2020 → 12/2021
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 06/2020 → 12/2021
    Fort Lauderdale, FL
  • 04/2007 → 12/2021
    Pettus & Dawkins Financial Group
    Miami, FL
  • 01/2022 → Present
    Miami, FL
  • 02/2007 → 04/2020
    Next Financial Group, Inc.
    Miami, FL
Previous Registrations
Other Businesses

1) FINANCIAL SERVICES MARKETING GROUP LLC POSITION: Owner NATURE: Marketing INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/10/2009 ADDRESS: 411 SE 10th ST STE 3, HALLANDALE BEACH FL 33009 DESCRIPTION: Forge relationships between accounting firms so that they can market the services of Pettus & Dawkins Finanical Group 2) PETTUS & DAWKINS AFFINITY PROGRAM RESOURCE GROUP LLC POSITION: Director NATURE: Insurance - Life; Long-Term Care; Disability INVESTMENT RELATED: No NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 35 START DATE: 02/10/2009 ADDRESS: 411 SE 10th ST STE 3, HALLANDALE BEACH FL 33009 DESCRIPTION: Sell Life, Long-Term Care, and Disability Insurance 3) PENNYWISE, LLC POSITION: Corporate Officer NATURE: Real Estate Holding Company INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/24/2019 ADDRESS: 2520 NW 121 Street, Miami FL 33167, United States DESCRIPTION: Manage LLC 4) FINANCIAL MEDIA MARKETING GROUP, 2.5% OF TIME SPENT POSITION: OWNER ADDRESS: 6927 NW 3 AVE, REAR, MIAMI, FL 33150 DESCRIPTION: SOURCE AND MARKET CHRISTIAN BASED CONTENT FOR VARIOUS MEDIA PLATFORMS 6) MOVEMENT V, LLC POSITION: OWNER, 2.5% OF TIME SPENT ADDRESS: 2520 NW 121 ST., MIAMI, FL 33167 DESCRIPTION: LAND USE CONSULTING I have my own insurance agency. I sell life, disability income, long-term care, and health insurance. I am compensated directly from the insurance carriers.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-07
S63 Uniform Securities Agent State Law Examination 1999-09-28
  • S65 Uniform Investment Adviser Law Examination
    1999-10-07
  • S63 Uniform Securities Agent State Law Examination
    1999-09-28
Other Names
  • Eric A Pettus
  • Eric Pettus
  • Eric A Pettus

View on SEC IAPD

More in Miami, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor