Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-09-03
TX RA APPROVED_RES 2015-09-08
NV RA APPROVED 2015-09-04
  • VA RA
    APPROVED
    Since 2020-09-03
  • TX RA
    APPROVED_RES
    Since 2015-09-08
  • NV RA
    APPROVED
    Since 2015-09-04

Branch Locations

8075 Leesburg Pike, Vienna, VA 22182 • United States

450 N Stephanie St, Henderson, NV 89014 • United States

Vienna, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Henderson NV 09/2015 Present
Bank Of America, N.A. Henderson NV 09/2015 Present
Previous Registrations
  • 2011-04-01 → 2015-09-04
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
  • 2007-05-15 → 2011-03-31
    Dallas, TX
  • 2003-08-18 → 2007-05-15
    Banc Of America Investment Services, Inc.
    Dallas, TX
    Dallas, TX
  • 2000-10-16 → 2003-08-28
    Banc Of America Securities Llc
    Dallas , TX
Other Businesses

I*137384 For profit or not for profit: For-Profit Organization Name of outside business organization: Instacart Investment related: N Address of business: san francisco, California 94105 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 4/19/2021 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: online and mobile app groceries delivery.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-13
  • S66 Uniform Combined State Law Examination
    1999-11-13

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Vienna, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor