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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2023-10-26
TX RA APPROVED_RES 2023-09-13
  • AK RA
    APPROVED
    Since 2023-10-26
  • TX RA
    APPROVED_RES
    Since 2023-09-13

Branch Locations

3601 C St, Anchorage, AK 99503 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Anchorage AK 05/2019 Present
Anchorage City Church Anchorage AK 02/2016 08/2018
Simply Clean Housekeeping Anchorage AK 08/2018 05/2019
Other Businesses

I*2061269, Entity Type, Entity For Profit, Entity Publicly Traded, Name of OBA: Uber Eats, Address: San Francisco, CA, 94103, Investment Related: No, Position, Title, Association: Other, Employee Start Date: 10/02/2024, No Hours: 5hrs/Weekly, No Hours during trading: 0, Duties: Food delivery.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-28
S63 Uniform Securities Agent State Law Examination 2001-04-30
  • S66 Uniform Combined State Law Examination
    2023-08-28
  • S63 Uniform Securities Agent State Law Examination
    2001-04-30
Other Names
  • Rachel M Richardson
  • Rachel M Irwin
  • Rachel Marie Irwin
  • Rachel Irwin

View on SEC IAPD

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