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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-27 |
| CA | RA | APPROVED | 2016-11-02 |
Branch Locations
155 Lake Ave. Suite 780, Pasadena, CA 91101 • United States
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Pasadena | CA | 11/2013 | 10/2016 |
| Sii | Pasadena | CA | 11/2016 | 11/2018 |
| Seia Llc | Pasadena | CA | 10/2016 | Present |
| Royal Alliance Associates, Inc. | Pasadena | CA | 11/2018 | 08/2023 |
| Ses Inc. | Pasadena | CA | 08/2023 | Present |
1. SIGNATURE ESTATE & INVESTMENT ADVISORS LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/27/2016 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service. 2. INSURANCE POSITION: Financial Advisor NATURE: Financial Advisor doing some insurance business through the b/d Royal Alliance INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 11/04/2017 ADDRESS: 155 N. Lake Ave., PASADENA CA 91101, United States DESCRIPTION: Financial advisor discussion insurance as part of overall comprehensive finanical planning proces.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-06-10 |
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