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Robert James Curtiss

Seia

Pasadena, CA

Los Angeles, CA

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Current Employers
Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-27
CA RA APPROVED 2016-11-02
  • TX RA
    APPROVED
    Since 2019-03-27
  • CA RA
    APPROVED
    Since 2016-11-02

Branch Locations

155 Lake Ave. Suite 780, Pasadena, CA 91101 • United States

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Pasadena CA 11/2013 10/2016
Sii Pasadena CA 11/2016 11/2018
Seia Llc Pasadena CA 10/2016 Present
Royal Alliance Associates, Inc. Pasadena CA 11/2018 08/2023
Ses Inc. Pasadena CA 08/2023 Present
  • 11/2013 → 10/2016
    Pasadena, CA
  • 11/2016 → 11/2018
    Sii
    Pasadena, CA
  • 10/2016 → Present
    Seia Llc
    Pasadena, CA
  • 11/2018 → 08/2023
    Royal Alliance Associates, Inc.
    Pasadena, CA
  • 08/2023 → Present
    Ses Inc.
    Pasadena, CA
Previous Registrations
  • 2013-11-25 → 2016-11-02
    Pasadena, CA
  • 2013-11-04 → 2013-11-25
    Crowell Weedon & Co.
    Pasadena, CA
  • 2009-05-05 → 2013-11-04
    Crowell, Weedon & Co.
    Pasadena, CA
  • 2009-04-22 → 2009-05-05
    Transamerica Financial Advisors, Inc.
    Pasadena, CA
  • 1998-07-17 → 2009-04-20
    Pasadena, CA
    Pasadena, CA
Other Businesses

1. SIGNATURE ESTATE & INVESTMENT ADVISORS LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/27/2016 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service. 2. INSURANCE POSITION: Financial Advisor NATURE: Financial Advisor doing some insurance business through the b/d Royal Alliance INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 11/04/2017 ADDRESS: 155 N. Lake Ave., PASADENA CA 91101, United States DESCRIPTION: Financial advisor discussion insurance as part of overall comprehensive finanical planning proces.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-06-10
  • S66 Uniform Combined State Law Examination
    1998-06-10
Designations
Other Names
  • Robert J Curtiss
  • Rob Curtiss

View on SEC IAPD

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