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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-16
MT RA APPROVED 2017-09-07
  • TX RA
    APPROVED_RES
    Since 2018-02-16
  • MT RA
    APPROVED
    Since 2017-09-07

Branch Locations

Missoula, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Missoula MT 05/2010 09/2017
Independent Financial Group Missoula MT 09/2017 Present
  • 05/2010 → 09/2017
    Sii Investments, Inc.
    Missoula, MT
  • 09/2017 → Present
    Independent Financial Group
    Missoula, MT
Previous Registrations
  • 2010-05-18 → 2017-09-07
    Sii Investments, Inc.
    Missoula, MT
    Appleton, WI
    Missoula, MT
  • 2004-10-05 → 2010-05-19
    Pacific West Financial Consultants Inc
    Missoula, MT
  • 2004-05-27 → 2004-10-08
    Brecek & Young Advisors, Inc.
    Missoula, MT
Other Businesses

(1) INTERGRATED INVESTMENT SOLUTIONS POSITION: Owner NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 05/29/2015 ADDRESS: 415 N. Higgins Ave., Ste. 124, Missoula MT 59802, United States DESCRIPTION: 100% OWNER OF DBA INTEGRATED INVESTMENT SOLUTIONS OFFERING SECURITIES AND INSURANCE (2) TRUSTEE POSITION: Trustee NATURE: Acting as a POA, Trustee, Executor INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2017 ADDRESS: 6518 Rattlesnake Dr., Missoula MT 59802, United States DESCRIPTION: TRUSTEE OF FAMILY TRUST

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1999-12-21
Other Names
  • Faust

View on SEC IAPD

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