David John Gauthier

Current Employers

Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-10-19

FL RA
APPROVED

Since 2020-10-19

Branch Locations

Oviedo, FL • United States

772 Cortaro Drive, Suite B., Sun City Center, FL 33573 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sun City Accounting	Sun City Center	FL	12/1988	Present
Gwn Securities,Inc	Palm Beach	FL	10/2009	11/2016
Planmember Securities Corporation	Carpinteria	CA	11/2016	Present
Wimauma Financial Services, Inc. Dba Tax Land	Wimauma	FL	02/2004	Present
Sun Ciity Investments, Inc.	Sun City Center	FL	01/1998	Present
Sun City Claims Service, Inc.	Sun City Center	FL	01/2015	Present

12/1988 → Present

Sun City Accounting

Sun City Center, FL
10/2009 → 11/2016

Gwn Securities,Inc

Palm Beach, FL
11/2016 → Present

Planmember Securities Corporation

Carpinteria, CA
02/2004 → Present

Wimauma Financial Services, Inc. Dba Tax Land

Wimauma, FL
01/1998 → Present

Sun Ciity Investments, Inc.

Sun City Center, FL
01/2015 → Present

Sun City Claims Service, Inc.

Sun City Center, FL

Other Businesses

1) Sun City Investments, Inc - 772 Cortaro Dr, Ste B, Sun City Center, FL 33573; Investment related; Investment sales & svcs; President; Start date 1/1998; 10-20 hrs/mnth & during trading. 2) David J. Gauthier, CPA-PA dba Sun City Accounting-772 Cortaro Dr, Ste B, Sun City Center, FL 33573; Noninvestment related; Accounting & tax svcs; President; Start date 12/1988; 180 hrs/mnth; 120 hrs/mnth during trading. 3) Wimauma Financial Services, Inc dba Tax Land - SR 674, Wimauma, FL 33598; Noninvestment related; Tax return preparation; President; Start date 2/2004; 6 hrs/mnth; 2 hrs/mnth during trading. 4) Sun City Claims Service, Inc-772 Cortaro Dr, Ste B, Sun City Center, FL 33573; Noninvestment related; Part of CPA practice that deals with BP oil spill claims for existing clients; President; Start date 1/15; 3 hrs/mnth; 0 hrs/mnth during trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2024-12-05
S65	Uniform Investment Adviser Law Examination	2020-10-16

S63 Uniform Securities Agent State Law Examination

2024-12-05
S65 Uniform Investment Adviser Law Examination

2020-10-16