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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group, Inc | Liberal | KS | 05/2004 | 07/2025 |
| Lpl Financial Llc | Liberal | KS | 07/2025 | Present |
1. 07/10/2025- Chanter LLC-Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 02/15/2000- 5 Hours Per Month 2. 07/10/2025-JMS Financial Services- DBA for LPL Business (entity for LPL business) - INV Related- At Reported Business Location(s)- Start date 06/01/2015- 160 Hours Per Month- 120 Hours During Trading 3. 09/29/2025 - JMS Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start date 08/19/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-12 |
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