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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 1997-10-16
  • VA RA
    APPROVED
    Since 1997-10-16

Branch Locations

8150 Leesburg Pike Ste 600, Vienna, VA 22182-2721 • United States

Dennis, MA • United States

Mc Lean, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Vienna VA 08/1997 03/2020
Ameriprise Financial Services, Llc Vienna VA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 33 Wampanoag Trail, , Dennis, MA, 2638; Not Investment-Related; 10/07/2022. Outside Employment; The Reis Group LLC; Financial Director - Tracking employee billable hours, expenses and Revenue to keep perspective on business growth decisions.; ; 1300 19th Street NW, Suite 600, , Washington, DC, 20036; Not Investment-Related; 11/01/2022; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-11
S63 Uniform Securities Agent State Law Examination 1997-09-05
  • S65 Uniform Investment Adviser Law Examination
    1997-09-11
  • S63 Uniform Securities Agent State Law Examination
    1997-09-05

View on SEC IAPD

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