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Lesley Rubino Costales

Advisors Asset Management, Inc.

Boerne, TX

San Diego, CA

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Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2006-08-01
  • CA RA
    APPROVED
    Since 2006-08-01

Branch Locations

28025 Ih-10 West, Boerne, TX 78006 • United States

7220 Trade Street Suite 380, San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Asset Management, Inc San Diego CA 06/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-28
S63 Uniform Securities Agent State Law Examination 1999-10-26
  • S66 Uniform Combined State Law Examination
    2006-07-28
  • S63 Uniform Securities Agent State Law Examination
    1999-10-26
Other Names
  • Les Rubino Costales

View on SEC IAPD

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