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11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-10-06 |
Branch Locations
11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Imst Distributors, Llc | Newport Beach | CA | 06/2014 | 10/2023 |
| Aristotle Capital Management, Llc | Newport Beach | CA | 04/2014 | Present |
| Foreside Financial Services, Llc | Newport Beach | CA | 10/2023 | Present |
1) ARISTOTLE CAPITAL MANAGEMENT, LLC; Newport Beach, CA; INVESTMENT RELATED; START 04/2014; MANAGING DIRECTOR, RIA - BANK GROUP; CLIENT SERVICES; 160/MONTH ALL DURING TRADING HOURS. 2) Carleton Sq. Rental Property; Non-Investment Related; San Diego, CA; Real Estate; Owner; 6/15/2025 Start Date; 1 hour per month, 0 during trading hours; Long term rental of residential real estate. 3) Moncure Dr. Rental Property; Non-Investment Related; Alexandria, VA; Real Estate; Owner/Manager; 2/05 Start Date; 1 hour per month, 0 during trading hours; Owner/manager of long-term rental property. 4) Caminito Mira Rental Property; Non-Investment Related; San Diego, CA; Real Estate; Owner; 2/28/2020; 1 Hour per Month and 0 during Trading hours; Rental property with long term lease.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-04-04 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
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