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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-09-27 |
| TX | RA | APPROVED | 2023-09-05 |
Branch Locations
101 Huntington Ave Suite 401, Boston, MA 02199 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mma Agency | Boston | MA | 08/2015 | Present |
| Mma Securities Llc | Boston | MA | 01/2016 | Present |
Starting April 1, 2019, Sara Carvalho has been asked to become a member of the UMass Lowell School/College Advisory Board for the College of Fine Arts, Humanities and Social Sciences. The business is not investment related. Address is: UMass Lowell, One Perkins Street, Lowell, MA 01854. Sara will attend 2 board meetings per year and events related to the college. The number of hours will be approximately 1-2 hours per month. The purpose of the School/College Advisory Board is to support the mission of the university and the work of the school/college. Board members use their experiences and knowledge to help the dean achieve annual and long-term goals. The board provides guidance in strategies, assists in maintaining effective liaison with the university and its external communities, builds engagement support among other alumni and friends, and helps to maintain and enhance the national reputation of the school/college in undergraduate, graduate, and research activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-07 |
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