Scott Albert Mitchem

Current Employers

Employment History

• 04/1987 → Present
  Price Kong & Company Cpas Pa
  Phoenix, AZ
• 10/1999 → 10/2019
  1St Global Capital Corp.
  Phoenix, AZ
• 02/2000 → 10/2019
  1St Global Advisors, Inc.
  Phoenix, AZ
• 05/2005 → Present
  Pk Financial Strategies, Llc
  Phoenix, AZ
• 06/2005 → 09/2025
  Avantax Insurance Services
  Phoenix, AZ
• 10/2019 → 09/2025
  Avantax Advisory Services
  Phoenix, AZ
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Phoenix, AZ
• 05/2000 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Phoenix, AZ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Irving, TX
  Dallas, TX
  Phoenix, AZ
• 2002-08-21 → 2022-12-31
  Pk Financial Strategies, Llc
  Phoenix, AZ
  Phoenix, AZ
• 2000-02-24 → 2019-10-25
  1St Global Advisors Inc
  Phoenix, AZ
  Phoenix, AZ

Other Businesses

1) LAS PALMAS II 13, LLC POSITION: OWNER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 05/25/2013 ADDRESS: Sonora, United States DESCRIPTION: BOTH MY SISTER AND I ARE THE MANAGERS OF OUR LLC AND WE HAVE A DUTY TO EACH OTHER 2) S.S.T. INVESTMENTS POSITION: MEMBER, VARIABLE OWNER NATURE: PERSONAL INVESTMENTS IN LIMITED PARTNERSHIPS INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/10/2006 ADDRESS: Phoenix AZ , United States DESCRIPTION: Personal investments 3) State of Arizona State Board of Accountancy POSITION: committee member NATURE: The Arizona State Board of Accountancy is a consumer watchdog organization that regulates Certified Public Accountants in the State of Arizona INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/19/2016 ADDRESS: PHOENIX ARIZONA 85007 DESCRIPTION: Serve on the Law Review committee; meets about once a month 4) PRICE KONG PENSION PLANS POSITION: Trustee NATURE: Company pension plan. Sam Winheim retired and I joined Anthony Kong as a Trustee of the Plan INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2018 ADDRESS: 5300 N Central Ave. Ste 200, Phoenix AZ 85012, DESCRIPTION: I review bookkeeping and TPA prepared tax returns I approve employee loans and disbursement from the plan based on the plan documents All investments are self directed. 5)PK FINANCIAL STRATEGIES, LLC; INVESTMENT ADVISER REPRESENTATIVE; IR; 05/01/2005; 6)PRICE KONG & COMPANY CPAS PA; DIRECTOR; NIR; 04/01/1987;

Exams

• S66 Uniform Combined State Law Examination
  1999-12-20