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300 Park Avenue 24Th Floor, New York, NY 10022-6143 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2016-02-02 |
| TX | RA | APPROVED | 2009-03-20 |
Branch Locations
300 Park Avenue 24Th Floor, New York, NY 10022-6143 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gotham Asset Management, Llc | New York | NY | 04/2012 | Present |
| Foreside Funds Distributor Llc | New York | NY | 10/2013 | Present |
1) GOTHAM ASSET MANAGEMENT LLC, NY, NY, INVESTMENT RELATED, INVESTMENT ADVISOR TO PRIVATE FUNDS, MUTAL FUNDS & SMAS, START DATE 1/2009, DIRECTOR OF COMPLIANCE, 200+ HOURS PERMONTH WITH 130 HOURS DURING TRADING. 2) Rental Property; Non-Investment Related; Weehawken, NJ; Rental Property; Owner; 1/18 Start Date; 0 hours per month, 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-01-06 |
| S65 | Uniform Investment Adviser Law Examination | 2001-03-17 |
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