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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2003-04-01
  • FL RA
    APPROVED
    Since 2003-04-01

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Orlando FL 09/1999 Present
Optionsxpress, Inc. Austin TX 09/2012 10/2017
Charles Schwab Bank, Ssb Orlando FL 12/2023 Present
  • 09/1999 → Present
    Orlando, FL
  • 09/2012 → 10/2017
    Optionsxpress, Inc.
    Austin, TX
  • 12/2023 → Present
    Charles Schwab Bank, Ssb
    Orlando, FL
Other Businesses

Start Date = 07-18-13| Rental property - Floridian| Sole owner of rental property| Kissimmee, FL| Hours/Month = Less than 20| I am the sole owner of this rental home. I hired a professional property management company called Rentcare. I have no management responsibilities. / Start Date = 08-11-14| Rental property - Amroth| Sole owner of rental home| Casselberry, FL| Hours/Month = Less than 20| I am the sole owner of this rental home. I hired a professional property management company called Rentcare. I have no management responsibilities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-01-18
  • S63 Uniform Securities Agent State Law Examination
    2000-01-18
Other Names
  • Jose Ricardo Rincon

View on SEC IAPD

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