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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-04-14 |
| TX | RA | APPROVED | 2022-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Princeton | NJ | 11/2009 | 04/2022 |
| Morgan Stanley Smith Barney Llc | Mount Laurel | NJ | 04/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2022 | Present |
*559986- Rock Villa; Investment related Yes; Collingswood, New Jersey; Health and Welfare; Founder (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 2; After business hours: 18; Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-12 |
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