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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-20 |
Branch Locations
Jacksonville, FL • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 08/2011 | 06/2017 |
| Bank Of America, N.A. | Jacksonville | FL | 10/2011 | 06/2017 |
| Pruco Securities, Llc | Jacksonville | FL | 08/2017 | 02/2018 |
| Unemployed | Jacksonville | FL | 06/2017 | 08/2017 |
| Unemployed | Jacksonville | FL | 02/2018 | 07/2018 |
| Liberty National Life Insurance Company | Jacksonville | FL | 07/2018 | 07/2018 |
| First Command Financial Planning, Inc. | Fort Worth | TX | 09/2018 | 01/2022 |
| Sofi Securities Llc | Jacksonville | FL | 01/2022 | 06/2024 |
| Sofi Wealth Llc | Jacksonville | FL | 01/2022 | 06/2024 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 01/2025 | Present |
| Empower Financial Services, Inc | Greenwood Village | CO | 01/2025 | Present |
| Unemployed | Jacksonville | FL | 06/2024 | 01/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-28 |
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