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655 Broad Street, Newark, NJ 07102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axiom Capital Management, Inc. | New York | NY | 09/2016 | 03/2017 |
| Ascendant Alternative Strategies Llc | Austin | TX | 03/2017 | 06/2018 |
| Idr Investment Management, Llc | Cleveland | OH | 08/2018 | 09/2023 |
| Accordant Investments | Scottsdale | AZ | 08/2018 | 07/2026 |
| Foreside Financial Services, Llc | Portland | ME | 11/2019 | 09/2023 |
| Alps Distributors, Inc | Denver | CO | 09/2023 | 07/2026 |
| Pgim Global Wealth | Hightstown | NJ | 08/2026 | Present |
| Prudential Investment Management Services Llc | Hightstown | NJ | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-03 |
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