Jeffrey Aaron Lapp

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2009-03-06
TX	RA	APPROVED	2009-02-27

GA RA
APPROVED

Since 2009-03-06
TX RA
APPROVED

Since 2009-02-27

Branch Locations

600 Northpark Town Center 1200 Abernathy Road Suite 1850, Atlanta, GA 30328 • United States

Sandy Springs, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Atlanta	GA	02/2009	Present

02/2009 → Present

Ubs Financial Services Inc

Atlanta, GA

Previous Registrations

2007-04-02 → 2009-03-02

Morgan Stanley & Co. Llc

Atlanta, GA
2003-02-25 → 2007-04-02

Morgan Stanley Dw Inc.

Atlanta, GA

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-12-09

S66 Uniform Combined State Law Examination

1999-12-09

Other Names

Jeffrey Aaron Lapp

View on SEC IAPD