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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1999-09-02 |
Branch Locations
16633 N Dallas Parkway Suite 525, Addison, TX 75001 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aig | Wylie | TX | 06/1997 | Present |
| Cadaret, Grant & Co., Inc. | Dallas | TX | 01/1998 | Present |
| Hornor Townsend & Kent | Dallas | TX | 09/1999 | Present |
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: PENN MUTUAL WEALTH STRATEGIES | POSITION HELD: AGENT | ADDRESS: 16633 N DALLAS PKWY, STE 525, ADDISON TX 75001 | START DATE: 09/1999 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: SALES AND SERVICE OF INSURANCE PRODUCTS INCLUDING LIFE, DISABILITY, LONG-TERM CARE AND ANNUITIES. 2) 20% OWNERSHIP OF AN UNDIVIDED INTEREST IN 1155 ACRES LOCATED IN HANSFORD COUNTY TEXAS | INVESTMENT RELATED: NO | DBA NAME: GROVER C. BRILLHART, SR. FAMILY PARTNERSHIP | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 603 FALLEN BRANCH DRIVE, MCKINNEY, TX 75052 | START DATE: 03/31/2011 | NATURE OF ACTIVITY: OTHER | APPROX HRS PER MTH: LESS THAN 10 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 HRS | DESCRIPTION OF DUTIES: REVIEW CONTRACTS AND LEASES OFFERED TO MYSELF PERTAINING TO THE LAND. 3) INSURANCE BROKERAGE | DBA NAME: 1847FINANCIAL | POSITION: AGENT | NATURE: LIFE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | NUMBER OF HOURS: 120 | SECURITIES TRADING HOURS: 120 | START DATE: 06/06/2024 | ADDRESS: 16633 N DALLAS PKWY, STE 525, ADDISON TX 75001 | DESCRIPTION: SALE OF LIFE INSURANCE AND ANNUITY PRODUCTS. ASSISTING PROSPECTS AND CLIENTS DETERMINE THEIR LIFE INSURANCE NEEDS. INTRODUCING ANNUITIES TO PROSPECTS AND CLIENTS AND THERE USES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-03 |
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